Shipton writes to Chalmers and Jones on workplace safety

James-Shipton/ASIC/Jim-Chalmers/Stephen-Jones/whistleblowing/

| By Rhea Nath |

The former ASIC chair has penned an open letter to the Treasurer and Assistant Treasurer asking for their support following a Senate appearance that detailed work, health and safety failures at the corporate regulator.

AUTHOR

Rhea Nath

Rhea L Nath is a journalist at Money Management. She has previously worked as a business reporter with Dynamic Business and journalist in the multicultural media with Indian Link Media Group. In 2022, she was named Young Journalist of the Year at the NSW Premier’s Multicultural Communications Awards.

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Which licensees have stood out from the pack in the last two years?

licensees/Wealth-Data/centrepoint-alliance/lifespan-financial-planning/

| By Rhea Nath |

Financial planning

Looking at changes in adviser numbers since H2 2021 in terms of appointments and resignations, research reveals just two licensee groups report a net positive change.

AUTHOR

Rhea Nath

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The challenge for BDMs in a new adviser landscape

AFSL/BDM/Wealth-Data/

| By Rhea Nath |

Financial planning

With the growth of micro-AFSLs and new licensees in a shifting advice landscape, business development ma

Read more about:

AFSL

BDM

Wealth Data

AUTHOR

Rhea Nath

Rhea L Nath is a journalist at Money Management. She has previously worked as a business reporter with Dynamic Business and journalist in the multicultural media with Indian Link Media Group. In 2022, she was named Young Journalist of the Year at the NSW Premier’s Multicultural Communications Awards.

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APRA’s performance test sees 96 trustee directed products fail

performance-test/APRA/mysuper/

| By Jasmine Siljic |
Superannuation

APRA has announced 96 trustee directed products and one MySuper product failed to meet the benchmark of its 2023 superannuation performance test.

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performance test

APRA

mysuper

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

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What is the top region for advisers?

Victoria/Adviser-Ratings/

| By Jasmine Siljic |
Financial planning

A suburb in Victoria has been crowned as the top suburb by opportunity for financial advisers, according to data from Adviser Ratings.

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Victoria

Adviser Ratings

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

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Doctors or advisers – who face stricter regulation?

phil-anderson/AFA/ASIC/

| By Laura Dew |
Financial planning

According to the former AFA submission to the Senate Economics Committee’s investigation into ASIC, there are “significant differences” in the treatment of misconduct in occupations.

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phil anderson

AFA

ASIC

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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Twitter

Exploring the platform market for HNW clients

platforms/high-net-worth-clients/investment-trends/

| By Laura Dew |
Financial planning

Platforms that already offer full functionalities are now opting to differentiate themselves based on specialisations and client segments, according to Recep Peker, as he launches a platform research service.

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platforms

high net worth clients

investment trends

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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Twitter

Centrepoint Alliance welcomes ‘green shoots’ in adviser landscape

centrepoint-alliance/QAR/

| By Laura Dew |
Financial planning

There are ‘green shoots’ appearing in the financial adviser market, according to Centrepoint CEO John Shuttleworth, with the firm looking to grow its network via organic and inorganic growth.

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centrepoint alliance

QAR

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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E-mail Author

Twitter

ASIC welcomes new commissioners

ASIC/Joe-Longo/danielle-press/

| By Rhea Nath |
Policy & Regulation

With commissioner Danielle Press to depart ASIC next month, the Treasurer has appointed three new commissioners to the corporate regulator.

Read more about:

ASIC

Joe Longo

danielle press

AUTHOR

Rhea Nath

Rhea L Nath is a journalist at Money Management. She has previously worked as a business reporter with Dynamic Business and journalist in the multicultural media with Indian Link Media Group. In 2022, she was named Young Journalist of the Year at the NSW Premier’s Multicultural Communications Awards.

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E-mail Author

FAAA member numbers hit the ASIC FAR

ASIC/Wealth-Data/financial-advisers-register/

| By Jasmine Siljic |
Financial planning

Falling just short of previous forecasts, recent figures indicate FAAA members now comprise almost 50 per cent of the ASIC FAR, according to Wealth Data.

Read more about:

ASIC

Wealth Data

financial advisers register

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

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Rhea 's social profiles:

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The challenge for BDMs in a new adviser landscape

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APRA’s performance test sees 96 trustee directed products fail

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Doctors or advisers – who face stricter regulation?

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Exploring the platform market for HNW clients

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Laura 's social profiles:

Centrepoint Alliance welcomes ‘green shoots’ in adviser landscape

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ASIC welcomes new commissioners

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Rhea 's social profiles:

FAAA member numbers hit the ASIC FAR

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Never miss the latest news and developments in wealth management industry

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