What are 5 compliance mistakes made by AFSLs?

compliance/financial-advice/Assured-Support/statement-of-advice/

| By Jasmine Siljic |

Compliance and risk consultancy Assured Support has pinpointed five common compliance mistakes made by financial advice firms, borne from small oversights that can quickly transpire.

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

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Fitzpatricks Group appoints CEO as Blackledge departs

Fitzpatricks-Group/fitzpatricks-private-wealth/ceo/financial-advice/Atrium/

| By Laura Dew |

Financial planning

National advisory firm Fitzpatricks Financial Group has appointed Andrew Fairweather as its new group chief executive, replacing Jodie Blackledge who steps back after four years in the role.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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ASIC applies for Keystone liquidation

federal-court/compensation/managed-investment-scheme/

| By Laura Dew |

Financial planning

ASIC has applied for Keystone to be liquidated rather than wound up, as the Federal Court requests a report detailing the potential returns for any victims who have suffered losses.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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Acadian AM bolsters credit range with double launch

fixed-income/bonds/credit/Acadian/

| By Jasmine Siljic |

Funds management

Acadian Asset Management has launched two new credit strategies focusing on global high yield and US investment grade, in response to growing investor demand.

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Jasmine Siljic

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Insignia appoints former ASIC commissioner

insignia-financial/Scott-Hartley/hires/danielle-press/

| By Laura Dew |

Financial planning

Insignia Financial has appointed a former ASIC commissioner and superannuation chief executive as chair of its Trustees business.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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Are self-licensed advice practices a concern for ASIC?

ASIC/self-licensed/licensees/self-licensing/

| By Jasmine Siljic |

Financial planning

Amid concerns that smaller AFSLs may be flying under the enforcement radar, the corporate regulator has clarified how self-licensed advice firms are monitored and whether they are a growing concern.

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Jasmine Siljic

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Count CEO details impact of Merit Wealth churn

Countplus/Hugh-Humphrey/merit-wealth/Wealth-Data/

| By Laura Dew |

Financial planning

Count chief executive Hugh Humphrey has provided further details on the makeup of the firm’s advisers following churn after the Diverger deal.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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ESG ETF demand falls to decade low

ETFs/global-x/sustainable-funds/ESG/responsible-investment/

| By Laura Dew |

Funds management

Demand for ESG ETFs has declined, with Global X reporting that the popularity of ESG funds is at the lowest level since 2014.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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Sherlock Wealth appoints CEO

Sydney/ceo/hires/

| By Laura Dew |

Financial planning

Sydney wealth management firm Sherlock Wealth has promoted its head of advice to the role of chief executive.

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

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Grey zone warfare, state competition investigated in Australian-first podcast

Podcast/financial-services-sector/

| By Staff |

People & Products

Contested Ground, a new podcast investigating how malicious actors are targeting Australian businesses, the economy and society, has been launched by award winning media and market intelligence business Momentum Media.

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What are 5 compliance mistakes made by AFSLs?

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

Fitzpatricks Group appoints CEO as Blackledge departs

AUTHOR

Laura Dew

Laura 's social profiles:

ASIC applies for Keystone liquidation

AUTHOR

Laura Dew

Laura 's social profiles:

Acadian AM bolsters credit range with double launch

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

Insignia appoints former ASIC commissioner

AUTHOR

Laura Dew

Laura 's social profiles:

Are self-licensed advice practices a concern for ASIC?

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

Count CEO details impact of Merit Wealth churn

AUTHOR

Laura Dew

Laura 's social profiles:

ESG ETF demand falls to decade low

AUTHOR

Laura Dew

Laura 's social profiles:

Sherlock Wealth appoints CEO

AUTHOR

Laura Dew

Laura 's social profiles:

Grey zone warfare, state competition investigated in Australian-first podcast

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