POWERED BY MOMENTUM MEDIA
POLICY & REGULATION
INDUSTRY NEWS
The Australian Securities and Investments Commission has investigated 10 superannuation funds in the past four years – nine of them were retail funds....
INDUSTRY NEWS
The Australian Prudential Regulation Authority has named the major consultancies which assisted with its heat map development – Rice Warner, Deloitte and David Bell – but...
INDUSTRY NEWS
Just hours after a trading halt on the Australian Securities Exchange, the Australian Securities and Investments Commission has announced Federal Court action around alle...
INDUSTRY NEWS
Westpac’s AUSTRAC issues saw 3,390 people exit its latest share purchase plan at a cost of $68 million....
INDUSTRY NEWS
The likely introduction of a Director Identification Number (DIN) next year may put paid to some controversial multiple directorship in the financial services industry....
INDUSTRY NEWS
AMP Limited has announced a 12-month roll-out of annual advice agreements as it phases out ongoing advice arrangements for both aligned and salaried advisers....
INDUSTRY NEWS
The Government may have promised action months ago, but the legislation which will extend the time-frames applying to the Financial Adviser Standards and Ethics Authority...
INDUSTRY NEWS
Unsolicited cold call sales of direct life insurance and consumer credit insurance are to be banned by the Australian Securities and Investments Commission....
INDUSTRY NEWS
Intra-fund advice fees will be rolled up into administration fees and costs and the Australian Securities and Investments Commission has foreshadowed moving on fees and c...
INDUSTRY NEWS
The four recommendations being legislated relate to mortgage brokers, consumer protection, and insurance contracts....
INDUSTRY NEWS
Peter Jianchao Xu has been banned by the Australian Securities and Investments Commission for failing to comply with best interests duty....
INDUSTRY NEWS
The Association of Financial Advisers believes the approach adopted by ASIC will give the Financial Adviser Standards and Ethics Authority an opportunity to engage in gen...
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...