The Australian Securities and Investments Commission (ASIC) has obtained Supreme Court orders against an unlicensed financial planning business found to have defrauded 36...
The Opposition will seek the support of the Independents to prevent the Government debating FOFA ahead of the PJC findings....
Scaled financial advice will be the driving force for member engagement in 2012, writes Jye Tucker....
FOFA's approach to financial advice delivered by superannuation funds could result in conflicting decisions on disputes in different jurisdictions....
As many as 35,000 people in the financial advice industry will lose their jobs if the proposed FOFA reforms go ahead without amendment, according to the Association of Fi...
Research house van Eyk, as part of its global fund manager review, has awarded its top 'A' rating to three international small cap managers that all have a deep research ...
The median small-cap fund beat the ASX Small Ordinaries Index by 5 percentage points over the last three years, demonstrating the success of active management in the sect...
Australian equities are quite cheap at the moment, but the return potential is particularly high going forward, according to Fidelity Worldwide Investment....
The Financial Planning Association (FPA) has joined the push for the Government to make advice fees tax deductible while continuing to press its case for the restricted u...
CHOICE chair Jenni Mack has dismissed claims by the Opposition that the imposition of an annual fee disclosure statement came as a complete surprise to the industry....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...