Rebecca Evans

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News by this author

Financial planning

05 Jul

ASIC ousts Melbourne adviser for a decade

The Australian Securities and Investments Commission has successfully taken claims to the Federal Court of Australia with the banning of a former Melbourne financial advi...

Financial planning

02 Jul

ASIC snares rogue risk agent

The Australian Securities and Investments Commission has obtained interim orders in the Federal Court against former insurance agent, Domenic Romeo prohibiting him from r...

Financial planning

02 Jul

Snowball signs-up with Xplan

Listed financial group Snowball will integrate Xplan software into its financial planning subsidiary CIS Financial Services, ahead of an anticipated influx of business ge...

Financial planning

02 Jul

Planners win UK pension reprieve

Australian financial planners providing advice on transfering UK pensions have received a leg up from the Government after it changed tax laws allowing the transfer of pe...

Financial planning

29 Jun

Government hikes levies to boost APRA

The Federal government will channel an extra $11 million into the Australian Prudential Regulation Authority over the next financial year, financed through widespread lev...

Financial planning

28 Jun

ASIC seeks out bad apples at industry core

The Australian Securities and Investments Commission (ASIC) has teamed up with five industry groups to form a consultation panel to assess strategies to prevent 'bad appl...

Financial planning

25 Jun

Gladiator strengthens Pengana business

Pengana Capital has received a significant capital injection through a deal struck by its holding company - Pengana Holdings - with a subsidiary of prominent investor Rob...

Financial planning

25 Jun

Boutique manager snares Challenger execs

International Mezzanine Funds Management has recruited two former Challenger executives including former managed investments director Martin Ashe as its new managing dire...

Financial planning

23 Jun

CLERP changes pushed through Senate

The Federal Government’s CLERP 9 reforms passed through the Senate last night after the Australian Labor Party secured the backing of the Democrats making several amendme...

Financial planning

22 Jun

Broker banned for reckless advice

The Australian Securities and Investments Commission has banned a former Melbourne financial adviser from acting as a financial services representative for four years, af...