Nicole Szollos

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Financial planning

7 February 2002

ASIC bans former ABN AMRO adviser

A former ABN AMRO Morgans proper authority holder is the latest financial adviser to be permanently banned by the Australian Securities and Investments Commission (ASIC)....

Financial planning

4 February 2002

Merrill advisers find new homes

Salomon Smith Barney (SSB) and UBS Warburg have picked up a number of the Merrill Lynch private client brokers who found themselves facing redundancy when the operation w...

Financial planning

31 January 2002

TD Waterhouse picks up Schwab clients

More than 51,000 clients have made the move from online broker Charles Schwab to its competitor TD Waterhouse after the former announced it was pulling out of the local m...

Financial planning

30 January 2002

AM first to roll out IWL risk tool

AM Corporation has become the first customer to roll out a new launched online risk profiling tool from IWL, offering it as the latest service available to advisers and c...

Financial planning

24 January 2002

Sanford records positive cash flow

Financial services group Sanford has reported a positive cash flow in its results for the December quarter, indicating continued strength in the business during a difficu...

Financial planning

22 January 2002

High net worth clients demanding more

Relationship management between high net worth individuals and their asset managers could be improved with technology and better skills, according to a recently released ...

Financial planning

21 January 2002

HSBC adds retail small companies fund

HSBC Asset Management Australia has expanded its retail unit trust range to include an Australian Small Companies Fund, following demand from the group’s existing retail ...

Financial planning

17 January 2002

Perpetual forecasts small caps for 2002

This year will see interest rates remain steady, the All Ordinaries register a modest gain and a stock focus on small caps, according to Perpetual Investments....

Accounting

16 January 2002

Lonsdale adds online accountant support

Lonsdale Financial Group, a subsidiary of Zurich Financial Services, has established an on-line business support service developed exclusively for accountants including t...

Financial planning

16 January 2002

Sealcorp reduces risk with ProQuest

Sealcorp has become the first major institution to sign up for the ProQuest Risk Profiling system, and will rollout the service to its advisers during the next six months...