The tribunal noted that the adviser has suffered with loss of employment and was the sole breadwinner as a single mother, and thus should have a reduced penalty....
The advice industry is “antiquated” in how it functions and direct investors who cannot access advice are an “accident potentially waiting to happen”, according to a pane...
The application of blockchain and digital currencies has potential for broader applications in funds management beyond the hype of cryptocurrency....
In a partnership with European cryptocurrency manager, 21 Shares, ETF Securities will launch Bitcoin and Ethereum exchange traded funds....
Stretched equity valuations and poor fixed income yields are leading professional investors to increase their allocations to cryptocurrency....
Relief from the corporate regulator levy, which could have tripled in three years without action, is the biggest win for the industry this year, according to the Associat...
After less than a year of operation, the firm has hit its funds under management goal four years ahead of schedule....
As long as robo-advisers are treated like human advisers then there should be no conflicts in the robo-advice process, according to a robo-advice firm....
In its submission on the wording of Standard 3, the Stockbrokers and Financial Advisers Association has taken aim at Standard 6 which, it says, needs to be removed before...
The prudential regulator has released its practice guide on climate change financial risks which will assist banks, insurers and superannuation trustees to manage the fin...
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...