Trinity Funds Management's Investor Advisory Board (IAB) has formed a new committee to deal with the tender process for the management of Trinity's unlisted funds....
The Australian Prudential Regulation Authority's superannuation tables are not reflective of many superannuants' experiences, nor a meaningful indicator of how super fund...
New client suitability tests for margin lending may be only the beginning of such assessments for financial services products, a specialist lawyer has said....
FIIG Securities has launched a financial planner services unit focused on providing access to fixed-income investments....
MLC has used its submission to the Ripoll Inquiry to call for a comprehensive review of the Financial Services Reform Act, saying the FSR is working against its original ...
While trustees will have relief from FSR, clients can still sue for negligent advice....
Draft margin lending regulations and 'example documents', including a draft Product Disclosure Statement, are likely to be released within the next couple of weeks, accor...
Significant tax issues facing financial services, some recommendations likely to be excluded from consultation....
Macquarie Equities has taken top honours in the 2009 Money Management/CoreData Dealer Group of the Year awards, while Commonwealth Financial Planning has been named the l...
Receivers and managers have been appointed to troubled City Pacific following the loss of its First Mortgage Fund....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...