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SOCIETE GENERALE
Policy & Regulation
It has been sentenced to pay a total of $30,000 after pleading guilty to four separate counts of breaching client obligations....
Financial planning
The firm has pleaded guilty to four counts of client money breaches, each carrying a maximum penalty of $45,000....
Financial planning
The additional conditions will require an independent expert to assess and test controls, systems and processes after the firm deposited client money into unauthorised ba...
People & Products
Former Macquarie senior investment fixed income specialist, Teiki Benveniste, will alternative investment manager Ares Australia Management....
Financial planning
The Australian Prudential Regulation Authority has authorised Societe Generale as a foreign authorised deposit-taking institution....
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MARKET INSIGHTS
Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...