RISK MANAGEMENT

Financial planning

Proactive compliance risk management has become both a “regulatory necessity” and a “cornerstone of ethical excellence” for financial advice licensees, this compliance pr...

Funds management

There is one specific risk that is a significantly higher concern for financial services directors compared to companies overall and is impacting their risk appetite, acc...

People & Products

Recruitment manager Robert Half has shared the most in-demand roles in financial services that firms are finding difficult to fill, driven by ASIC’s growing focus on risk...

Financial planning

Insignia Financial’s chief risk officer sheds light why the “multidimensional” risks of operating a financial advice licensee requires a holistic and curious approach....

Financial planning

As persistent regulatory changes drive demand for risk and compliance teams, competition is heating up in the shallow talent pool, with firms taking up to six months to f...

Expert Analysis

Inflation is set to be a key challenge for clients as we enter a period of core inflation which will be more difficult to budge without an economic slowdown to ‘reset’ th...

Financial planning

A survey of Australian wealth managers has revealed fears around clients making compensation claims after failing to understand their risk suitability, with firms expecti...

People & Products

Technology and research firm Capital Preferences is launching a program in Australia with several advice firms to uncover the risk preferences of their clients and how th...

Expert Analysis

An unpresented case could allow APRA to amend the existing risk management prudential standard to require super trustees to consider climate change as a material risk to ...

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Financial planning

As environmental, social and governance principles move into the mainstream, inconsistency in the way data is approached is holding adoption back....

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Policy & Regulation

Allianz Australia has been hit by a $250 million additional capital requirement by the Australian Prudential Regulation Authority....

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People & Products

FINSIA has launched a new suite of interconnected professional qualifications focused on risk management and cybercrime in conjunction with CISI....

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Superannuation

If the life and pensions sectors want to improve the retirement outcomes they offer, they need to do away with a mindset focused on legacy systems and risk management and...

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Financial planning

As technology and the current focus on the financial sector is putting stress on institutions to enhance their capabilities, their risk management functions must also evo...

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People & Products

Perennial Value and Daintree Capital have appointed Daniel Birch as new head of institutional sales....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

6 days 15 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 4 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 2 days ago