QWL

Financial planning

Adviser pleads guilty to misappropriating $2.9m

Financial adviser Ross Hopkins has pleaded guilty to misappropriating $2.9 million in client funds after an investigation by the corporate regulator....

Financial planning

ASIC freezes assets of adviser

The Australian Securities and Investments Commission has obtained freezing orders on the assets of a financial adviser who it alleged had failed to assist the Australian ...

Financial planning

Advice businesses who went down owing AFCA

Many of the financial advice businesses named by the Australian Financial Complaints Authority as having failed to pay complaint-related charges are already out of busine...