LINCHPIN

Financial planning

A judge has dismissed an appeal by former Linchpin Capital Group director Peter Daly against a $150,000 penalty for breaching his duties as a director....

Financial planning

Five years after the firm went into liquidation, ASIC has cancelled the Australian financial services licence of troubled investment firm Endeavour....

Financial planning

Four directors of Endeavour Securities and Linchpin Capital Group have been penalised by the Federal Court for multiple failings on a registered managed investment scheme...

Financial planning

A Victorian financial adviser at Financiallink Group, Pamela Anderson, has seen her two-year ban from providing financial services for two years affirmed by the AAT....

Policy & Regulation

The Australian Securities and Investments Commission has commenced Federal Court proceedings against Peter Daly and other current and former directors of Linchpin Capital...

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Policy & Regulation

Linchpin and Endeavour have been placed into liquidation following action by the Australian Securities and Investments Commission. ...

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Policy & Regulation

The Federal Court has made interim orders in proceedings brought by the investments regulator against Linchpin Capital Group and Endeavour Securities (Australia) Ltd....

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Policy & Regulation

The Australian Securities and Investments Commission has commenced proceedings against Linchpin Capital Group and Endeavour Securities following an investigation....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 4 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 4 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 1 day ago