INSIDER TRADING

Funds management

ASIC has concluded its investigation into alleged insider trading by financial technology company Nuix’s chief executive Jonathan Rubinsztein....

Funds management

A former corporate adviser has been sentenced in the Supreme Court of Western Australia for insider trading to realise a profit of more than $57,000....

Financial planning

A West Australian man has been charged by ASIC with offences relating to insider trading....

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Financial planning

The proceedings related to the bank's role in executing a $12 billion interest rate swap transaction with AustralianSuper and a group of IFM entities....

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Policy & Regulation

NSW-based Michael Ming Jinn Ho, a former investment analyst, has pleaded guilty to insider trading in securities of Big Un Limited....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 4 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 5 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 1 day ago