fourth line

Financial planning

Fourth Line makes strategic partnership with Numerisk

Risk management and compliance system Fourth Line has partnered with insurance broker Numerisk to launch a new PI insurance solution for financial advice practices....

Financial planning

FSCP by numbers: What action is the panel taking?

Money Management explores which actions the Financial Services and Credit Panel is taking when it considers the outcomes of cases. ...

Financial planning

Expect increased video SOA uptake post-QAR

Industry experts are expectant of video statements of advice gaining in popularity as the Quality of Advice Review loosens rules on what advice documentation should look ...

People & Products

Fourth Line sees executive restructure amid advice automation plan

The risk management and compliance system has announced internal leadership changes amidst its plans to fully automate the financial advice assurance process through AI....

Financial planning

The importance of pre-vetting SOAs

Licensees should ensure they pre-vet any advice given, according to Fourth Line, as it is no longer acceptable to conduct retrospective audits....

Financial planning

Innovative presentations needed for SoAs

Advisers need to be innovative in how they present a Statement to Advice to clients as the future of the document will be less about regulation and more about presentatio...

Financial planning

Less than one-in-three chance of defending 'know your client' complaint

Failing to ensure clients understand risk profile questionnaires can mean advisers fail the ‘know your client’ obligation and leave them open to a complaint with only a 3...