DISQUALIFIED

Policy & Regulation

A New South Wales self-managed superannuation fund auditor has been disqualified for breaching independence requirements....

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Policy & Regulation

The Australian Securities and Investments Commission has disqualified Western Australia-based Paul Tattersall from being an approved self-managed superannuation fund audi...

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Policy & Regulation

ASIC is continuing to bring SMSF auditors under greater scrutiny with the regulator making two disqualifications this week for a failure to report legislative contraventi...

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Policy & Regulation

ASIC has disqualified NSW SMSF auditor, Robert Taylor, for breaching fundamental independence requirements. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 4 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 6 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 4 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 2 days ago