DERIVATIVE

Superannuation

Super funds are increasingly using derivatives for various investment purposes, with risk management/hedging topping the list, according to Milliman....

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Financial planning

ASIC has banned a former financial adviser of Wilson Advisory and Stockbroking after his conduct led to trading in exchange traded options on two clients' accounts withou...

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Funds management

Unlicensed conduct by OTC derivative providers has dramatically increased, and ASIC has clamped down on 40 unlicensed providers. ...

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Financial planning

ASIC has cancelled the AFSL of Sydney-based general product advice provider, Etern Wisdom, for breaching both its obligations and its licence conditions. ...

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Funds management

ASIC enquiry found an Australian retail over-the-counter (OTC) derivative issuer “mingling” client money. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 4 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 5 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 3 days ago