CULTURE

Financial planning

This senior consultant has emphasised why ‘playing the long game’ of cultivating a desirable work culture is vital for high-performing financial advice firms and their te...

Financial planning

Research by two recruiters has revealed whether salary or team culture is more important to financial services professionals when considering a new position....

Funds management

Substance to certain media stories regarding company culture has meant investment firms will have to be more proactive over how they identify cultural risks, according to...

Funds management

Frontier has re-rated some its managers when they have come up short of its expectations which will mean a loss of funds from either existing clients reallocating or pote...

Funds management

A panel made up of specialist ESG fund managers, advisers and analyst has warned that AMP is likely to pay a significant price for its recent controversy around governanc...

Funds management

The board of AMP Limited has reinforced its decision to appoint Boe Pahari to head up AMP Capital at the same time as agreeing to the release of the investigation report ...

Financial planning

Organisations should not be surprised if employees exhibit bad culture if the firm is focused on metrics and give rewards based on meeting targets, according to a panel....

Financial planning

APRA’s agenda to reduce poor behaviour and misconduct in the financial sector is an ambitious plan that will take four years to succeed, according to its chair....

Financial planning

It is not enough to merely change culture in the financial services industry as cohesion is needed to achieve good culture and risk management. ...

Funds management

Only a small proportion of asset managers have measured and actively manage their own culture, according to a research paper by the Thinking Ahead Institute (TAI)....

Financial planning

Kenneth Hayne’s emphasis on culture signals clearly that responsibility for misconduct lies with the senior management and boards of the entities involved, an executive a...

People & Products

Charlotte Ward has been appointed as AIA’s new chief people and culture officer, as Eleanor Ottaviano moves into a role resulting from the insurer’s deal with Commonwealt...

Superannuation

The Government has been urged to ensure ASIC does not get to pocket the proceeds of its successful regulatory prosecutions to prevent the emergence of a ‘prosecutorial cu...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 5 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks 1 day ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

2 days 18 hours ago