criminal charges

Funds management

Individuals face $1m fine for alleged ‘pump and dump’ scheme

Four individuals face a $1 million fine after being charged with alleged market manipulation regarding a “pump and dump” scheme....

Financial planning

Group faces 72 criminal offences after alleged phoenix activity

Four associates and a lawyer have been charged with criminal offences after Members Alliance and Benchmark groups collapsed with the corporate regulator alleging the grou...

Policy & Regulation

Citigroup, Deutsche and ANZ hit with cartel charges

Citigroup, Deutsche Bank, ANZ, and a number of their senior executives have been charged with criminal cartel offences, after an investigation by the Australian Competiti...