The Financial Planning Association of Australia has appointed Dale Boucher as new chair of conduct review commission....
The Financial Planning Association’s Conduct Review Commission has sanctioned two financial planners including a CFP who was its Gold Coast chapter chair....
The Financial Planning Association's Conduct Review Commission has fined former member, Sam Henderson $50,000 for breaching the FPA code of conduct....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...