COMMSEC

Funds management

The largest-ever penalty for breaches of Market Integrity Rules has been handed down by the Federal Court to Commonwealth Securities and Australian Investment Exchange. ...

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Funds management

Chi-X Australia, together with Deutsche Bank, has unveiled the next tranche of US listed companies that would be available to investors through its investment vehicle....

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Funds management

Retail online investor numbers climbed to a record high in 2017, with improving market sentiment seeing 645,000 Australian place at least one share in 2017, according to ...

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Financial planning

Australia’s most populous states are also its top performing economies, with New South Wales and Victoria taking the first and second rankings in CommSec’s latest State o...

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People & Products

CommSec Adviser Services and Colonial First State have combined to deliver a new service offering to advisers....

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Life/Risk

New South Wales has outperformed the rest of the country, as east coast states and territories remained ahead of the pack....

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Superannuation

SMSFs were more likely to trade during periods of market volatility than non-SMSFs but were taking a more conservative stance, according to CommSec....

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Policy & Regulation

CommSec paid a penalty of $700,000 to comply with two infringement notices and voluntarily refunded $1.1 million in brokerage to over 25,000 clients....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 6 days ago