AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

Financial planning

The Financial Planning Association (FPA) is planning to change its membership structure to recognise paraplanners and other financial services industry professionals as a...

Superannuation

News round up – 13<super>th</super> September 2001...

Financial planning

The Australian Securities and Investments Commission (ASIC) has revised its schedule for releasing documentation relevant to the Financial Services Reform Bill (FSRB) now...

Financial planning

The Australian Securities and Investments Commission (ASIC) has banned a BNP Paribas telecommunications analyst from acting as a representative of a securities dealer for...

Financial planning

Lifespan is about to unveil what it believes is Australia’s first fully Web-based financial planning system. Nicole Szollos reports on a dealer group on the verge of a ma...

Financial planning

Tom Collins reckons the Financial Services Reform Bill currently before parliament will make life easier for unscrupulous operators and tougher for the honest opertors. H...

Financial planning

The Financial Planning Association (FPA) has come out in support of the Financial Services Reform Bill (FSRB) in the wake of criticism of it by a Parliamentary Joint Stat...

Funds management

State Street Global Advisers (SsgA) will roll out its first two exchange traded funds (ETF) for the local market this afternoon....

Financial planning

Harts subsidiary Cardinal Financial Services has vowed to fight the Australian Securities and Investments Commission (ASIC) over its decision to revoke its dealers licenc...

Financial planning

Financial planning group Harts Australasia has taken another hit after a subsidiary of the group had its dealers licence revoked by the Australian Securities and Investme...

Financial planning

Delays in the release of regulations around the Financial Services Reform Bill (FSRB) is hampering efforts to implement the new regime by the October 1 start date....

Financial planning

AMP has come under fire amid claims that it was holding selective analyst briefings and will undertake a full internal review of its disclosure and briefing procedures....

Financial planning

Former Financial Wisdom adviser Robyn Anne-Carrolle Cochrane has been sentenced for a further six months in jail to be served concurrently for the four she already has on...

Financial planning

eStar Online Trading has been forced to halt its online share trading service because it was offering the service under another licence.y...

Financial planning

The husband and wife directors of a Gold Coast-based agri-business investment company have been forced to repay investors more than $100,000, after an olive scheme failed...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 2 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 days 21 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

1 week 6 days ago