Amanda Stoker

Policy & Regulation

FASEA denies any deliberate misleading on code consultation

The Financial Adviser Standards and Ethics Authority has denied its chief executive, Stephen Glenfield, deliberately misled a Parliamentary Committee about the public ava...

Financial planning

FASEA finally delivers on accessibility of code submissions

Industry submissions regarded as fundamental to the final shape of the Financial Adviser Standards and Ethics Authority code of ethics have been made visible on the FASEA...

Financial planning

Parliamentarian demands FASEA Standard 3 clarity

The Financial Adviser Standards and Ethics Authority has faced more Parliamentary Committee demands for the submissions which persuaded it to change Standard 3 of the fin...

Financial planning

FASEA answer holds line on code of ethics

Financial advisers are being asked to do no more than other professions in terms of assessing their obligations under Standard 3 of the adviser code of ethics, according ...

Policy & Regulation

FASEA ‘overdue’ in answering key Senate questions

The Financial Adviser Standards and Ethics Authority is now officially overdue in providing answers to key questions around Australian Securities and Investments Commissi...

Financial planning

FASEA on notice over ASIC submissions

The Financial Adviser Standards and Ethics Authority is now on formal notice to answer Senate Estimates questions about the content of Australian Securities and Investmen...

Financial planning

Has FASEA invoked the Nuremberg defence on adviser exits?

Amid strong questioning in Senate Estimates about pushing older advisers out of the industry, the Financial Adviser Standards and Ethics Authority has relied on the defen...