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The regulator says it secured $32.2 million in civil penalties and nine criminal convictions in the six months to 30 June....

Financial planning • 9 September 2024

The advice profession lost 15 advisers over the past week, according to Wealth Data, partly due to a lower number of new entrants and advisers transitioning between licen...

Financial planning • 9 September 2024

Amid discussions on whether private markets will soon exist in an ETF structure, Global X’s Marc Jocum examines the challenges that could arise from this type of innovati...

Funds management • 10 September 2024

There has been a doubling of interest among Australian investors in investing in ETFs, according to State Street, and the country’s growing interest is a factor driving g...

Funds management • 10 September 2024

GQG’s funds under management has continued to climb after surpassing US$150 billion earlier this year....

Funds management • 10 September 2024

Platinum Asset Management’s funds under management was $12.23 billion at the end of August, down from $13.03 billion in July....

Funds management • 10 September 2024

Outsourcing company Vital Business Partners has taken a minority equity stake in a digital platform for financial advisers, which will help fund its future growth plans. ...

Financial planning • 10 September 2024

The FAAA has argued against “prescriptive record keeping obligations” in favour of advisers using their professional judgement....

Financial planning • 10 September 2024

Two CEOs and a recent report have underscored how the current period of M&A, led by large buyer groups, is redefining the financial advice profession and creating a notab...

Financial planning • 10 September 2024

BlackRock’s iShares fixed income ETFs have reached US$1 trillion in assets under management across the globe, a year after the global bond ETF industry hit US$2 trillion....

Funds management • 11 September 2024

There is a role for advisers to include capital securities in portfolios to provide diversification within clients’ fixed income allocations, according to fund manager We...

Funds management • 11 September 2024

For advisers considering their clients’ fixed income allocations, VanEck research has detailed which elements of fixed income and credit have performed the best since the...

Funds management • 11 September 2024

The Institute of Financial Professionals Australia has partnered with advice fintech moneyGPS, giving its members and their clients access to the platform....

Financial planning • 11 September 2024

According to the Financial Advice Association Australia, upgrades to its Find a Planner platform will make it easier for potential clients to connect with a financial adv...

Financial planning • 11 September 2024

Both Schroders and abrdn have appointed new group chief executives to lead their respective firms....

People & Products • 11 September 2024

While Australia continues to rank strongly in Natixis IM’s global retirement index, financial advisers are still vital to mitigating the financial strain being felt by re...

Financial planning • 11 September 2024

BT’s Bryan Ashenden has encouraged advisers to remain aware of the Financial Services and Credit Panel’s four latest determinations against relevant providers to avoid ru...

Financial planning • 11 September 2024

The principal partner of this year’s Women in Finance Summit has said organisations that practise inclusivity are more likely to build trust in the community....

People & Products • 12 September 2024

International equity ETFs have recorded their third consecutive month with net inflows above $1 billion, according to Betashares, for advisers looking to capture this gro...

Funds management • 12 September 2024

The Financial Advice Association Australia has written to every member of Parliament to press the case for a public inquiry into the Dixon Advisory collapse and the CSLR....

Financial planning • 12 September 2024
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So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

4 days 20 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago