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A former director of Sydney-based Courtenay House has been sentenced in the Supreme Court of NSW for his role in the operation of a Ponzi scheme....

Financial planning • 2 September 2024

Overall adviser numbers saw a gain last week with 10 new entrants, according to Wealth Data, but a major licensee lost four advisers. ...

Financial planning • 2 September 2024

VanEck has announced it is in the final stages of developing its latest thematic ETF, an ASX-listed product focused on global defence stocks....

Funds management • 3 September 2024

In this new episode of The Manager Mix, host Laura Dew speaks to Nick Paul, institutional portfolio manager at MFS Investment Management to delve into everything small an...

Editorial • 3 September 2024

The ETF provider has flagged a number of developments as it formally enters the superannuation space through a major acquisition....

Funds management • 3 September 2024

Count chief executive Hugh Humphrey has provided further details on the makeup of the firm’s advisers following churn after the Diverger deal. ...

Financial planning • 3 September 2024

Acadian Asset Management has launched two new credit strategies focusing on global high yield and US investment grade, in response to growing investor demand....

Funds management • 3 September 2024

Systematic fixed income approaches are finally hitting the mainstream. For those starting to incorporate them, it is important to seek managers with a long and proven ped...

Expert Analysis • 3 September 2024

Sydney wealth management firm Sherlock Wealth has promoted its head of advice to the role of chief executive. ...

Financial planning • 3 September 2024

Contested Ground, a new podcast investigating how malicious actors are targeting Australian businesses, the economy and society, has been launched by award winning media ...

People & Products • 3 September 2024

Apostle Funds Management has hired John Barrasso from First Sentier Investors as a credit portfolio manager. ...

Funds management • 3 September 2024

Demand for ESG ETFs has declined, with Global X reporting that the popularity of ESG funds is at the lowest level since 2014....

Funds management • 3 September 2024

Amid concerns that smaller AFSLs may be flying under the enforcement radar, the corporate regulator has clarified how self-licensed advice firms are monitored and whether...

Financial planning • 3 September 2024

Insignia Financial has appointed a former ASIC commissioner and superannuation chief executive as chair of its Trustees business. ...

Financial planning • 4 September 2024

Ahead of her keynote address at the Women in Finance Summit 2024, Ella Baché CEO Pippa Hallas reveals the secrets to building a business empire that embraces disruption....

Funds management • 4 September 2024

Australia could see a rate cut by Christmas, according to AMP’s Shane Oliver, if consumer price index inflation falls faster than expected....

Funds management • 4 September 2024

With more women aged 35-50 engaged in their finances and investments than ever, the cohort is a growing demographic for financial advice firms to work with, writes Nina K...

Expert Analysis • 4 September 2024

Compliance and risk consultancy Assured Support has pinpointed five common compliance mistakes made by financial advice firms, borne from small oversights that can quickl...

Financial planning • 4 September 2024

National advisory firm Fitzpatricks Financial Group has appointed Andrew Fairweather as its new group chief executive, replacing Jodie Blackledge who steps back after fou...

Financial planning • 4 September 2024

ASIC has applied for Keystone to be liquidated rather than wound up, as the Federal Court requests a report detailing the potential returns for any victims who have suffe...

Financial planning • 4 September 2024
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

4 days 22 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago