ASIC has secured travel restraint orders against a financial adviser while he is the subject of an investigation into alleged financial misconduct....

Wealth Data founder Colin Williams believes legislative changes mean there is ‘no excuse’ for further financial adviser declines as the number of new entrants struggle to...

State Street Global Advisors has expanded its ETF model portfolio range with the addition of a High Growth offering for advisers seeking to service younger investors....

The ETF provider has appointed a new portfolio manager to its ranks to drive innovation, coinciding with the recent launch of its latest investment product....

Global investment manager L1 Capital has expanded its fund range with the launch of a listed hedged vehicle on the ASX....

The number of Australian retail investors using ETFs has risen by 66 per cent since December 2022, while usage by institutional investors is the second-highest in the wor...

Proactive compliance risk management has become both a “regulatory necessity” and a “cornerstone of ethical excellence” for financial advice licensees, this compliance pr...

The investment platform has released a suite of improvements for its users, designed to enhance adviser efficiency and optimise client engagement....

Four individuals face a $1 million fine after being charged with alleged market manipulation regarding a “pump and dump” scheme....

Sequoia Financial Group has confirmed chief executive Garry Crole will remain at the firm until June 2026 but will work on a succession plan for his replacement....

Generation Development Group has shared the outcome of its EGM regarding its plans to fully acquire Lonsec through remaining shares....

The FAAA’s Phil Anderson has written an open letter calling for a public inquiry to uncover why the case of Dixon Advisory has been so closely guarded given the high volu...

Perpetual has seen another difficult quarter for its asset management division, reporting its largest quarterly outflows for FY24....

The greatest number of funds launched lately by independent responsible entity Equity Trustees sat in the global fixed income space, according to its research, as offshor...

With potential US interest rate cuts on the horizon, Income Asset Management believes now is an ideal time to be investing into the corporate bond market....

Financial advisory group Providence Wealth South Australia has promoted its co-founder to the role of director to help steer the future direction of the business....

Following a strategic review, Platinum has announced it will merge its two listed investment companies with two of its quoted managed hedge funds. ...

Insignia Financial has proposed slashing staff redundancy pay arrangements by 58 weeks, potentially making it one of the lowest in the industry. ...

Conversations about the intergenerational wealth transfer involve imparting financial wisdom and fostering a legacy of financial literacy and security...

Maple-Brown Abbott has finalised an agreement to be acquired by a rival fund manager to create a firm with $18.6 billion in assets under management, just two months after...