Coller Capital unveils education platform on secondaries market

private-markets/Alternatives/

Private market secondaries manager Coller Capital has unveiled a new education platform to improve advisers’ and investors’ understanding of secondaries.

AUTHOR

ASIC cancels AFSL and permanently bans its responsible manager

ASIC/AFSL/ASIC-cancellation/

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager.

AUTHOR

Back-to-back adviser losses reported in June

Wealth-Data/financial-advisers/financial-advice/Colin-Williams/EOFY/

In the run-up to heavy losses expected at the end of the financial year, June has already reported consecutive weeks of adviser losses.

AUTHOR

Platinum merger candidate opposes LIC conversion

Platinum/L1-Capital/ETFs/LICs/

L1 Capital, which is in talks to merge with Platinum Asset Management, has indicated it opposes a deal to convert a Platinum LIC into an ETF.

Read more about:

AUTHOR

Evidentia Group appoints quant head from AMP

managed-accounts/hires/appointments/

Evidentia Group has hired a head of quantitative investments who joins the investment firm and managed account provider from AMP.

Read more about:

AUTHOR

Bentham appoints 2 to distribution team

Bentham/bentham-asset-management/fixed-income/distribution/hires/

Bentham Asset Management has become the latest fund manager to expand its distribution team as it reports increased interest in its credit strategies.

Read more about:

AUTHOR

Relative Return Insider: Public-private discussions and the future of markets

Podcast/Relative-Return/

In this week’s episode of Relative Return Insider, hosts Maja Garaca Djurdjevic and Keith Ford discuss a busy we

AUTHOR

Former NSW adviser banned over cryptocurrency scam investment

ASIC/crypto/scams/banning/cryptocurrency/

ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam.

Read more about:

AUTHOR

ASIC cracks down on finfluencers over unauthorised financial advice

ASIC/finfluencer/enforcement/compliance/

ASIC has sent warning notices to social media finfluencers who it suspects are providing unlicensed financial advice to Australians as part of a global crackdown by international regulators.

AUTHOR

The behavioural conflict from advising multigenerations

financial-advice/financial-adviser/code-of-ethics/intergenerational-wealth/

Financial advisers may be encouraged to work with multiple generations amid the intergenerational wealth transfer, but the FAAA has warned it can cause behavioural conflicts and ethical dilemmas.

Read more about:

AUTHOR

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 2 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 4 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 2 days ago
moneymanagement logo