A former strategy manager at suspended financial services business BBY has been sentenced for aiding and abetting dishonest conduct.
An executive at the Institute of Public Accountants has suggested that a discussion around the need for gender quotas in financial services may now be warranted.
JP Morgan Asset Management looked internally to appoint its global head of ETFs, who has spent nearly 20 years at the firm.
Following its launch of three active ETFs last November, Dimensional Fund Advisors has expanded its range of ETFs in the Australian market with an additional three products.
The difference between a Record of Advice and Statement of Advice is the crux of the FSCP’s latest determination against a relevant provider.
The number of ceased advice licensees this financial year is nearly four times higher than the previous period, likely driven by M&A activity among new AFSLs, writes Wealth Data.
Libertas Financial Planning saw its AFSL cancelled this month after the CSLR paid out compensation to a victim; details have been shared on the firm’s mistakes that led to the victim’s complaint.
Disciplined cost management on its transformation strategy has helped Iress to report an adjusted EBITDA of $67 million in the first half of 2024.
The corporate regulator has taken down over 7,300 phishing and investment scam websites in the past year, with this area remaining a core strategic priority for ASIC.
Principal Asset Management has appointed a new director of distribution in Australia to expand its reach in the domestic wholesale market.
