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ASIC has changed the status of the AFS licence for two financial services groups, one of which had its director banned in October over his refusal to pay AFCA determinati...
INDUSTRY NEWS
The Federal Court has dismissed proceedings brought by ASIC against CBA regarding $55 million in fees being charged to almost one million customers....
INDUSTRY NEWS
Climate change is likely to become a larger part of financial regulation with APRA seeking multiple analysts for a climate risk team. ...
INDUSTRY NEWS
ASIC senior executive leader, Leah Sciacca, has reiterated the corporate regulator “encourages tech and innovation” in the financial services industry. ...
INDUSTRY NEWS
With two days left to submit responses to the ALRC Review, the Corporations Act has been likened to a “disordered share house” that requires re-design and a deep clean. ...
INDUSTRY NEWS
The Treasury is seeking feedback from the public on regulatory frameworks for buy now, pay later arrangements. ...
INDUSTRY NEWS
The former chief executive of van Eyk Research has been sentenced following his conviction for dishonestly using his director position....
INDUSTRY NEWS
APRA has imposed additional licence conditions on trustees of superannuation funds within the Insignia Group. ...
INDUSTRY NEWS
Assistant Treasurer and minister for financial services, Stephen Jones, has welcomed the Senate inquiry into ASIC investigation and enforcement....
INDUSTRY NEWS
The Senate Economics References committee has published the terms of reference for its inquiry into ASIC enforcement and welcomed submissions....
INDUSTRY NEWS
There were almost 900 breach reports made to ASIC regarding financial advice activities in the first nine months of its reportable situations regime. ...
INDUSTRY NEWS
Timeshare company Ultiqa Lifestyle Promotions has been ordered by the Federal Court to pay $900,000 following a ruling its advisers failed to act in consumers’ best inter...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...