Online passport for advisers
By Nicole Szollos
ASSESSMENT Education Services (AES) has launched an additional service to the group’s Adviser Personal Record Service, its online training and compliance solutions service for advisers and dealer groups, called Passport.
AES technical director James Ryan says Passport is aimed at making PS 146 compliance easier for experienced advisers who are not attracted to the idea of returning to study to demonstrate basic skills.
Advisers can access Passport free from the AES Web site, register with the service and input their qualifications to date.
The system provides a list of ASIC approved courses and also offers a supervised online assessment service for a fee.
Recommended for you
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered.
Rather than taking a controlling approach, the latest generation of overseas private equity deals is helping advice firms to achieve their growth ambitions, three commentators have said.
Private wealth firm Fitzpatricks Group has appointed a newly created head of product, who previously spent 20 years at CFS, to bolster its range of investment options.
The Financial Services and Credit Panel has made a written direction after advice regarding non-concessional contributions meant an individual was forced to withdraw over $330,000 from their super.