Gold Coast business operators charged by ASIC

ASIC-bans/

10 August 2017
| By Hope William-Smith |
image
image
expand image

Following an Australian Securities and Investments Commission (ASIC) investigation, Jana Jaros, Jackson Laurence, and Malcom Capper of the Gold Coast have been charged over the running of two unlicensed financial services businesses.

Jaros and Capper appeared in the Southport Magistrates Court on Monday for the alleged aiding and abetting of Astra Group Pty Ltd and Old Cambridge Pty Ltd to carry out a financial services business without an Australian Financial Services (AFS) license.

All three also face charges for lodging with ASIC documents which contained false and misleading information.

The matter was adjourned until 4 September.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

5 days 9 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND