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ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
2 weeks 1 day ago
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
2 weeks 6 days ago
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
3 weeks 4 days ago
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...