Hanna Abdullah has been appointed as head of compliance – policy and regulation, working alongside head of compliance – advice assurance, Alison Massey....
The man who has been the face of risk-focused Synchron, Don Trapnell, says he is stepping back from the day to day running of the business....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...