DDO

Financial planning

Prior to now, advisers were not in a position to deal with understanding the design and distribution obligations but now is the time given the raft of information coming ...

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Financial planning

With the design and distribution obligation regime set to begin in less than three weeks, the corporate regulator has released guidance on what is most important for fina...

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Financial planning

The Government is seeking to make amendments to the design and distribution obligation regime including removing the requirement for advisers and licensees to report whet...

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Financial planning

The design and distribution obligation does not consider the unnecessary and unworkable record keeping and reporting the regime places on planners, as well as unfairly pa...

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Policy & Regulation

Product issuers and distributors need to be careful with what incentives apply to distributors who sell products to those target customers, according to EY....

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Features

There is a raft of compliance obligations coming into place over the next few months and advisers need to ensure they have all their ducks in a row to avoid any breaches,...

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Financial planning

Some financial advisers have expressed concern at being drawn into giving advice to inexperienced to clients on property syndicates because of the impact of Design and Di...

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Policy & Regulation

It will be made available as part of the firm’s investment research and analytics software, FE Analytics, in time for the deadline on 5 October, 2021....

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Policy & Regulation

The financial services technology company will deliver an industry-wide solution to help firms meet the upcoming design and distribution obligations which will come into ...

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Policy & Regulation

The introduction of design and distribution obligations this October will make it even more important for firms to have strict data management processes in place, accordi...

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Policy & Regulation

Superannuation funds are being subjected to more scrutiny from the corporate regulator over how they deliver insurance inside super to members at the same time as the reg...

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Policy & Regulation

A tick-a-box approach to the new design and distribution obligations will not do and financial services will need to get the new regime right from day one, according to t...

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Policy & Regulation

Implementation of the key financial products design and distribution obligations has been deferred until well into the second half of next year....

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Policy & Regulation

Experience in the United Kingdom suggests it may be a lot more expensive to recruit and retain senior executives under the Government’s proposed new Financial Accountabil...

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Financial planning

The new design and distribution obligations regime could increase costs that could be passed onto consumers, according to a law firm....

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Chris Cornish

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