INVESTMENTS COMMISSION

Superannuation

A number of SMSF advisers surveyed by the Self-Managed Super Fund Professionals’ Association of Australia have supported a restricted licence for accountants advisi...

Financial planning

Regulation regarding deferred establishment fees will disadvantage non-bank lenders and may eventually reduce competition in the market, according to the Mortgage and Fin...

Financial planning

Dr Pamela Hanrahan has been confirmed as the Australian Securities and Investments Commission's (ASIC's) newly appointed regional commissioner for Queensland....

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Financial planning

Markets that were largely left alone by regulators prior to the global financial crisis will be more actively managed as a result of a series of post crisis reviews, acco...

Financial planning

Registrations for credit licences are about to hit 12,000 as financial services providers prepare for changes to the credit licensing regime, with the regulator urging th...

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Financial planning

The Administrative Appeals Tribunal has upheld ASIC's banning of Citigroup Wealth Advisers broker Roberto Gerald Catena from providing financial services for five years, ...

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Financial planning

The Senior Australians Equity Release Association of Lenders (SEQUAL) is working with Treasury and industry organisations to develop cost-effective financial advice regar...

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Financial planning

Charges against two Queensland men relating to the collapse of Westpoint have been discontinued by the CDPP....

Funds management

ASIC has cancelled the Australian Financial Services licence of Teys Property Funds following the funds management group's entry into administration earlier this month....

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Financial planning

The Australian Securities and Investments Commission is highly unlikely to complete its promised return to shadow shopping in the financial planning industry in the curre...

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Superannuation

Professionalism in the SMSF industry has improved greatly, but the ATO must remain firm with the sector, said Tax Commissioner Michael D'Ascenzo....

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Financial planning

Increased ASIC standards regarding PI insurance are expected to lead to higher premiums, but the full effects may not be evident for some time....

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Financial planning

The Treasury’s whistleblowing options paper has attracted a varied response, some of it condemning the approach as a step in the wrong direction....

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Financial planning

The Government’s bank guarantee, introduced at the height of the crisis, will be withdrawn at the end March....

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Financial planning

ASIC has obtained a declaration against former Citrofresh managing director and chief executive Ravi Narain that he engaged in misleading or deceptive conduct....

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MARKET INSIGHTS

This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...

1 day 6 hours ago

Interesting. Would be good to know the details of the StrategyOne deal....

5 days 12 hours ago

It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...

3 weeks 3 days ago

Insignia Financial has made four appointments, including three who have joined from TAL, to lead strategy and innovation in its retirement solutions for the MLC brand....

2 weeks 5 days ago

A former Brisbane financial adviser has been charged with 26 counts of dishonest conduct regarding a failure to disclose he would receive substantial commission payments ...

4 days 9 hours ago

Pinnacle Investment Management has announced it will acquire strategic interests in two international fund managers for $142 million....

3 days 12 hours ago