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Superannuation
The application of the excess contributions tax (ECT) regime continues to cause problems for taxpayers. This article looks at various strategies open to a person who is ...
Financial planning
A PIS adviser has been banned for three years for failing to comply with financial services laws....
Financial planning
The Australian Securities and Investments Commission has banned two former planners for three years and six years, respectively....
Superannuation
Heffron senior technical adviser Mark Wilkinson has pointed to a number of recent developments that signal a "gentle shift to one of more reasonableness" in regards to SM...
Editorial
Financial planners are required to be members of an approved external disputes resolution service but they may not always know whether they are getting value for money....
Financial planning
Some authorised representatives of banned licensee Morrison Carr claim ASIC did not notify them as soon as the dealer group's licence was cancelled, leaving them practisi...
Financial planning
The Australian Securities and Investments Commission has banned an authorised representative of WealthSure from providing financial services for five years....
Superannuation
The Australian Taxation Office has confirmed that the income tax amendment period for 'potential' trust beneficiaries is four years....
Financial planning
ASIC has cancelled the Australian financial services licence of Lion Advantage and banned its chief executive David Hickie from providing financial services for two years...
Financial planning
ASIC cancels credit licence and warns on need for EDR scheme membership....
Financial planning
The Coalition will undertake a review of the industry's external dispute resolution arrangements next year if it is elected to government, according to Shadow Minister fo...
Financial planning
ASIC has cancelled the AFSL of 42-planner dealer group Morrison-Carr and permanently banned its sole director Dennis Cardakaris from providing financial services....
Financial planning
ASIC has imposed a five-year ban on Sydney businessman Leigh Barker for misleading investors and losing $12.5 million....
Financial planning
ASIC has cancelled the AFSL and national credit license of 42-planner dealer group Morrison Carr Financial Services....
Superannuation
A recently finalised court case has given us new and valuable insights into when the Commissioner's discretion to disregard contributions is likely to be exercised. David...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...