Lifespan appoints compliance lead

lifespan/Eugene-Ardino/

12 July 2021
| By Chris Dastoor |
image
image image
expand image

In response to “evolving” legislative requirements, Adrian Caspar will return to Lifespan Financial Planning and has been appointed as risk and compliance lead.

Caspar, who previously worked for Lifespan between 2011 and 2014, had over 15 years’ experience in financial services with his most recent roles focused on compliance, risk management and governance.

He had also worked for a range of organisations including Avant Mutual, KPMG Australia, Total Financial Solutions and ANZ.

Eugene Ardino, Lifespan chief executive, said the appointment was a proactive response to evolving legislative requirements.

“Adrian is a safe pair of hands and will be a reliable source of knowledge for our advice community,” Ardino said.

“He will provide leadership in our compliance and risk management approach and will assist Lifespan to further deliver proactive and collaborative compliance and risk management support.”

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 5 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
moneymanagement logo