A senator has asked whether the corporate regulator has any oversight to protect the financial advice industry in terms of media outlets mislabelling people as advisers g...

If the corporate regulator had funds awarded by penalties put into the financial advice levy it could look like a new revenue stream aimed at players with deep pockets....

ASIC has seen a 20% rise in the number of investment scam reports during the COVID-19 pandemic, compared the same timeframe last year....

The Administrative Appeals Tribunal has upheld a decision to refuse Superannuation Warehouse’s application for a limited Australian financial services licence, after its ...

Having an unblemished record as a chartered accountant is not justification in itself for being granted an Australian Financial Services License, according to the Adminis...

The Government has established a Phoenix Hotline to combat the phoenixing activity of dishonest directors and their companies. ...